Practice Brief • MCA, ROC & Corporate Affairs
Annual ROC Filings & Secretarial Compliance
Flawless annual MCA filings: Form AOC-4, MGT-7/7A, DIR-3 KYC, DPT-3, Form 11, and Form 8.
Turnaround: Scheduled compliance calendar with 15-day advance review
Practice Lead: CA. R.A. Dhoot & Corporate Secretarial Desk
Practice Methodology & Regulatory Scope
Defaulting on MCA statutory filings attracts punitive late fees of ₹100 per day per form with no cap, director disqualification under Section 164(2), and company strike-off by the Registrar of Companies (ROC). We maintain an automated compliance calendar ensuring zero-penalty filings.
Governing Statutory Acts & Guidelines
Section 92, 137, 73 of Companies Act 2013
Companies (Management and Administration) Rules 2014
LLP Rules 2009
Tangible Client Deliverables
1
Filing Form AOC-4 / AOC-4 XBRL (Audited Balance Sheet & P&L)2
Filing Form MGT-7 / MGT-7A (Annual Return)3
Director Annual KYC (DIR-3 KYC Web / e-Form)4
Form DPT-3 (Return of Deposits and Loans)5
LLP Form 11 (Annual Return) & LLP Form 8 (Statement of Account & Solvency)6
Statutory Registers (Members, Directors, Charges, Loans & Investments)Measurable Enterprise Safeguards
Zero risk of director DIN deactivation or statutory disqualification
Clean MCA search report required by banks and institutional lenders
Protection from ₹100/day default penalties and ROC show-cause summons
Statutory Practice FAQs
Q: What is the penalty for late filing of Form AOC-4 and MGT-7?
A: The late filing fee is ₹100 per day of default for each form without any upper limit, alongside potential adjudication proceedings and penalties on the company and defaulting officers under Section 137 and 92.
Q: Who is required to file Form DPT-3?
A: Every company other than a government company must file Form DPT-3 annually by June 30th to disclose all loans, advances, or receipts not considered deposits from directors, banks, and shareholders.
Partner Consultation
Engage Practice Partner
Schedule an in-person chambers discussion or encrypted virtual conference with our senior practice leader.
Designated Partner Lead:
CA. R.A. Dhoot & Corporate Secretarial Desk
ICAI Fellow Chartered Accountant
Strict client confidentiality maintained under ICAI Code of Ethics.