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R. A. Dhoot & Co.
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Practice Brief • Corporate Advisory & Virtual CFO

SME IPO Consultancy Services

End-to-end guidance for listing on BSE SME & NSE Emerge platforms.

Turnaround: 4 to 6 months full IPO preparation cycle
Practice Lead: CA. R.A. Dhoot & Capital Markets Desk

Practice Methodology & Regulatory Scope

Going public transforms a private enterprise into an institution. We assist companies with restructuring their balance sheets, converting to a Public Limited company, preparing restated financial statements for the DRHP, coordinating with Merchant Bankers, and managing ROC filings.

Governing Statutory Acts & Guidelines

SEBI (ICDR) Regulations (Chapter IX)
BSE SME / NSE Emerge Listing Criteria
Companies Act 2013 (Prospectus Rules)

Tangible Client Deliverables

1
SME IPO Readiness Assessment & Roadmap formulation
2
Conversion of Private Limited to Public Limited company
3
Preparation of 3-Year Restated Financial Statements compliant with SEBI regulations
4
Financial sections and capital structure drafting for Draft Red Herring Prospectus (DRHP)
5
Coordination with Merchant Bankers, Legal Counsels, and Registrar to the Issue

Measurable Enterprise Safeguards

Access to public growth capital without diluting disproportionate control
Substantial boost to corporate valuation, brand prestige, and credibility
Creation of liquid wealth for promoters and early investors

Statutory Practice FAQs

Q: What are the eligibility criteria for SME IPO listing on BSE SME or NSE Emerge?
A: Key criteria include post-issue paid-up capital of up to ₹25 Crores, at least 2 to 3 years of operational track record with positive operating profit (EBITDA), positive net worth, and absence of regulatory disciplinary actions against promoters.
Partner Consultation

Engage Practice Partner

Schedule an in-person chambers discussion or encrypted virtual conference with our senior practice leader.

Designated Partner Lead:
CA. R.A. Dhoot & Capital Markets Desk
ICAI Fellow Chartered Accountant
Strict client confidentiality maintained under ICAI Code of Ethics.